Laésha J. Smith successfully negotiated a settlement with the BC Securities Commission in relation to breaches of sections 61, 34(a)  and 168.2 of the Securities Act by the CEO and director of a FinTech company stemming from a capital raise of approximately $29.7 million.

For more information on related legal issues, please Laésha.

Poulus Ensom LLP notes that, in many of our cases, our clients prize their privacy. In other cases, the matters are not of public record. For these reasons, we describe certain outcomes confidentially.